Financial Crime

Our Head of Client Acquisitions Jon Barham takes to the hosting seat as he interviews Suzanne Grimster our Head of Risk, Assurance and Governance along with Mike Holt, our Group Information Security Officer.

Suzanne addresses the threat posed by money laundering and discusses several key considerations when looking at your firm’s procedures and attitudes before detailing some of the things you should look out for.

Mike then talks us through the increased threat level due to the pandemic, and examines how you can implement reviews and processes to ensure your firm and your client’s data continues to be protected in this ever-changing landscape.

Finally, we return to Jon for our closing reflections as he advises where to find more information about firms' responsibilities in connection with safeguarding customers' data and preventing financial crime.

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